-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NilPkcXDkfU8Z2fS55Ux1aZzp0/FgB/e7/67SCEAopXmK0H2H9NPSfjdTxjC/3mU Znyulrc+IGoMSMfQsXMMSA== 0000892303-00-000011.txt : 20000215 0000892303-00-000011.hdr.sgml : 20000215 ACCESSION NUMBER: 0000892303-00-000011 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000771790 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 610712014 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-36844 FILM NUMBER: 544169 BUSINESS ADDRESS: STREET 1: 15415 SHELBYVILLE RD CITY: LOUISVILLE STATE: KY ZIP: 40245 BUSINESS PHONE: 5022452110 MAIL ADDRESS: STREET 1: 15415 SHELBYVILLE ROAD CITY: LOUISVILLE STATE: KY ZIP: 40245 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAY MERWIN J CENTRAL INDEX KEY: 0000900571 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 15415 SHELBYVILLE RD CITY: LOUISVILLE STATE: KY ZIP: 40245 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* STEEL TECHNOLOGIES INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 858147 10 1 (CUSIP Number) Year ended 1999 - 12/31/99 (Date of Event) [X ] Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages CUSIP No. 858147 10 1 13G 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Merwin J. Ray ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 1,425,727 6. SHARED VOTING POWER - 0 - 7. SOLE DISPOSITIVE POWER 1,396,883 8. SHARED DISPOSITIVE POWER 28,844 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,425,727 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.00% 12. TYPE OF REPORTING PERSON IN Page 2 of 4 Pages ITEM 1. NAME OF ISSUER (a),(b) The name of the issuer of the securities covered by this statement is Steel Technologies Inc. The issuer's principal executive offices are located at 15415 Shelbyville Road, Louisville, Kentucky 40245. ITEM 2. NAME OF PERSON FILING (a),(b),(c) The name of the person filing this statement is Merwin J. Ray, whose principal business address is 15415 Shelbyville Road, Louisville, Kentucky 40245. Mr. Ray is a citizen of the United States. (d),(e) The title of the class of securities covered by this statement is Common Stock, no par value. The CUSIP Number of the Common Stock is 858147 10 1. ITEM 3. STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) Not applicable ITEM 4. OWNERSHIP (a),(b),(c) The number of shares of Common Stock beneficially owned by Mr. Ray as of December 31, 1996 was 1,425,727 (13.00% of the total shares outstanding), including 28,844 shares held by Mr. Ray's wife and 47,500 shares subject to outstanding options under the company's Incentive Stock Option Plan which were exercisable as of or within 60 days of December 31, 1999. All of such shares are held with sole voting power. Mr. Ray shares investment power over the 28,844 shares held by his wife. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable Page 3 of 4 Pages ITEM 10. CERTIFICATION Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 4 , 2000 /s/ Merwin J. Ray ----------------------------------- Merwin J. Ray Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----